Soft dollar

Results: 196



#Item
61Soft dollar / Financial economics / Investment Adviser Association / Finance / Business / Money

Microsoft Word - 23_102cp.doc

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:46
62Equity / Fiduciary / Soft dollar / Employee Retirement Income Security Act / Broker / Investment Policy Statement / Registered Investment Advisor / Law / Finance / Common law

OCC[removed]Attachment c) (third)

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-09-21 08:45:10
63Business / Soft dollar / Money / Brokerage firm / Financial services / Economics / Finance / Investment / Financial adviser

TEXAS STATE UNIVERSITY SYSTEM Disclosures of Investment Information Annual Questions – FY[removed]Does the institution employ outside investment advisors or managers and, if so, who are they?

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Source URL: gato-docs.its.txstate.edu

Language: English - Date: 2014-04-01 03:57:02
64Business / Soft dollar / Money / Brokerage firm / Financial services / Economics / Finance / Investment / Financial adviser

TEXAS STATE UNIVERSITY SYSTEM Disclosures of Investment Information Annual Questions – FY[removed]Does the institution employ outside investment advisors or managers and, if so, who are they?

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Source URL: gato-docs.its.txstate.edu

Language: English - Date: 2014-04-01 04:12:24
65Financial services / Financial markets / United States securities law / Securities / Registered Investment Advisor / Soft dollar / Investment Advisers Act / Financial adviser / U.S. Securities and Exchange Commission / Finance / Business / Financial economics

OCC[removed]Attachment[removed]FR 16004

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-09-07 08:44:17
66Gasoline and diesel usage and pricing / Pricing / Gasoline / United States dollar / Common carrier / Soft matter / Goods / Petroleum products / Business / Commodities market

http://www.rilin.state.ri.us/Statutes/TITLE39[removed]HT

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Source URL: www.ripuc.org

Language: English - Date: 2009-10-20 14:13:08
67Business / Financial planning / Financial services / Soft dollar / Professional certification in finance / Financial adviser / CFA Institute / Chartered Financial Analyst / Financial analyst / Finance / Investment / Financial economics

CFA Centre for Financial Market Integrity on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:22:25
68Financial services / Economy of the United Kingdom / Financial Services Authority / Financial economics / Soft dollar / United Kingdom / Service industries / Finance / Business

European Association of Independent Research Providers on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-25 14:19:42
69Business / Money / Financial services / Soft dollar / Financial adviser / Registered Investment Advisor / U.S. Securities and Exchange Commission / Investment Advisers Act / Brokerage firm / Finance / Financial economics / Investment

Microsoft Word - Soft Dollars Comment Letter.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:17:40
70Money / Soft dollar / Short / Brokerage firm / Financial adviser / Stock broker / Business broker / Prime brokerage / Finance / Business / Financial economics

Bill George P.O. Box[removed]Encino, CA[removed]September 7, 2006 Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2006-09-07 15:49:36
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